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TCP and UDP Impact on
Control Networks

Although TCP is more reliable than UDP, UDP can be quite effective if the application layer can handle error checking and re-transmission, says George Thomas.

Introduction

In one of the earlier articles we had discussed the impact of the Internet Protocol (IP) on control networks. IP resides at the network layer of the OSI communications model and provides the basic unit of data transfer, which includes addressing, routing, and fragmentation. The transport layer of this same model resides above the network layer and provides station- to-station communications and a common interface to the application layer. This implies reliable communication, which is either accomplished at the transport layer or at the application layer.

With control networks, this is usually accomplished at the application layer since many control networks were designed before the popularity of TCP/IP took hold. Still, there are some control network protocols, such as MODBUS/TCP, which do rely upon the guaranteed delivery mechanism of TCP and there may be more in the future.

Actually, at the transport layer of the TCP/IP stack there are two transport protocols, each of which find service in control networks. The User Datagram Protocol (UDP) and the Transmission Control Protocol (TCP) will both be discussed in this article.

User Datagram Protocol

UDP provides a connectionless and unreliable transport service since neither it does not issue acknowledgements to the sender upon receipt of data nor does it inform the sender that data was lost. Data integrity can suffer by dropped packets, mis-sequenced packets or by the receipt of duplicate packets. Any of these situations can occur without the knowledge of the sender. It appears that UDP is no better than the IP protocol but there is one big difference. UDP introduces the concept of port numbers, which are used by the application layer that resides above UDP. Port numbers have significance in terms of actions requested by the application itself that require a particular response by the receiving station.

The UDP header is short and simple. Only eight bytes are required in the header. Source and destination ports are each 16-bits long and, therefore, require four bytes. The message length of 16-bits indicates the length of the header and attached data. A 16-bit checksum is used to check the validity of the header and data. The UDP header and attached data, which comes from the application layer, are encapsulated into the IP data field.

An IP header, which provides station addressing, precedes the UDP datagram and the complete IP datagram is encapsulated into the frame of the data link layer technology used, such as Ethernet, and sent to the desired station where the complete process is reversed.

Notice that the only contribution UDP provided was the assignment of port numbers for use by the application layer. If UDP is to be used, the application layer must worry about acknowledging message receipt, correctly ordering received packets into meaningful messages, discarding duplicate packets and requesting retransmission of faulty packets since UDP does not provide this service. However, if the application layer was originally designed to provide this reliability of service there is no reason to have the transport layer duplicate efforts so UDP makes sense. UDP has low overhead and executes quickly making it attractive for control networks.

Port Numbers

UDP introduces the port number concept. When a station receives an UDP datagram, it serves up the port number to the application layer, which then allocates a buffer area for the attached data. The port number has significance since it identifies a particular application. Since there are many port number possibilities, several different applications can be simultaneously supported on the same station.
Port numbers are 16-bits long and are classified as being assigned, registered or dynamic. Assigned port numbers in the range of zero to 1023 have been defined by the Internet Assigned Numbers Authority (IANA) for various applications that are considered part of the TCP/IP protocol suite. These applications include ...

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